CUNA Regulatory Compliance eSchool: Introduction
Topics and Schedule
Please note that the Topics/Objectives listed below are subject to change.
| Class 1: May 6, 2009 |
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| Consumer Lending Regulations |
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You will learn:
- Reg Z – Truth in Lending
- Reg B – Equal Credit Opportunity Act
- Servicemembers' Civil Relief Act
- Fair Credit Reporting Act
- Fair Debt Collection Practices Act
- NCUA Business Lending Regulation
- NCUA Lending Regulations
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| Class 2: May 20, 2009 |
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| NCUA Requirements & Guidance |
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- Gain an overview of the NCUA
- Explore Federal Share Insurance
- Examine management issues
- Identify your field of membership
- Learn about the supervisory committee
- Explore CUSOs
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| Class 3: June 3, 2009 |
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| Deposit Account Regulations |
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- Explore why financial institutions lose over a billion dollars a year on checks
- Ensure you and your staff knows the two major categories of problems with checks and the two tools to prevent losses and solve those problems
- Learn key insights about the shortcomings of Regulation CC (and how to overcome them) in order to provide better service and prevent losses when taking checks for deposit
- Explore how Regulation E was enacted to protect consumers from unauthorized electronic transfers
- Learn how to use its provisions to help protect your members and your credit union
- Discover the simplicity of the Truth In Savings Law and how to use its provisions to better serve your members and promote your credit union's products and services
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| Class 4: July 15, 2009 |
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| General Operations Regulations |
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- Explore why the Bank Secrecy Act is the current major compliance topic of importance for regulators, and ironically its one of the easiest to comply with
- Learn how to implement the BSA's three very simplistic major compliance requirements comprehensively and effectively at your credit union
- Discover how the Right to Financial Privacy Act has very significant liability provisions that are easy to avoid with an understanding of its two major requirements
- Explore how complying with the IRS's information returns and backup withholding requirements can be addressed by adhering to a simple four step process
- Learn how the privacy rules provide credit unions with an excellent opportunity to both assure the protection of their members' financial information and promote the fact that they don't sell or share that information with anyone outside the credit union
- Discover how to include these opportunities in your credit union's promotional efforts and operations program
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| Class 5: July 29, 2009 |
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| General Operations Regulations |
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- Explore why the Bank Secrecy Act is the current major compliance topic of importance for regulators, and ironically its one of the easiest to comply with
- Learn how to implement the BSA's three very simplistic major compliance requirements comprehensively and effectively at your credit union
- Discover how the Right to Financial Privacy Act has very significant liability provisions that are easy to avoid with an understanding of its two major requirements
- Explore how complying with the IRS's information returns and backup withholding requirements can be addressed by adhering to a simple four step process
- Learn how the privacy rules provide credit unions with an excellent opportunity to both assure the protection of their members' financial information and promote the fact that they don't sell or share that information with anyone outside the credit union
- Discover how to include these opportunities in your credit union's promotional efforts and operations program
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