BSA 101
For additional training on compliance issues register for the CUNA Bank Secrecy Act eSchool which starts May 5, 2009.
Click here for more information.
ARCHIVE OPTION AVAILABLE
Can't attend at this time? Click here for the archived version.
May 5 & 12, 2009
2:00–3:30 p.m. Central Time
(3:00–4:30 p.m. EDT, 1:00–2:30 p.m. MDT, 12:00–1:30 p.m. PDT — Confirm the relative time in your area by visiting www.time.gov)
Tuition: $438 for the live two-session webinar (includes live and 6 months access to the archive)
ABOUT THIS WEBINAR
Earn your Bank Secrecy Act Compliance Specialist (BSACS) designation through these two BSA 101 sessions. You will need to attend both the May 5 and 12 sessions to prepare for the BSACS exam. The next step is to locate a qualified proctor in your area and set your exam date. Qualifying proctors must be a third party (not associated with your credit union) and can include:
- Directors, coordinators, or their representatives at a university or junior college testing, counseling, or educational services department
- Registrars, deans, or professors at a university or junior college
- Principals or counselors at a local high school
- Certified librarians in a supervisory position
- Local directors of educational services
- A designated representative from your credit union league
Prior to the first session you will receive a fax request form for ordering your BSACS exam. Once you've located a proctor and set your exam date, complete this form and fax it to the number indicated. A packet containing your exam, answer sheet, and proctor instructions will be mailed to the proctor you list. Upon successfully completing the exam, you will be awarded the BSACS designation and a certificate will be mailed to you at your credit union.
The BSACS designation must be recertified every three years. Complete information on the recertification process will be included with your exam fax request form.
TOPICS & OBJECTIVES
BSA 101: Parts I & II
- Understand the components of a BSA compliance program
- Discuss customer identification and member due diligence
- Explore the monitoring requirements of CTRs and SARs
- Take a look at Office of Foreign Assets Control (OFAC) compliance
- Understand record keeping requirements
- Learn how to respond to requests from government agencies
- Discuss penalties
WHO SHOULD ATTEND
This webinar is beneficial for compliance, BSA officers, CEOs, management, volunteers, and anyone involved in Bank Secrecy Act compliance at your credit union.
Affiliation with CUNA/League is required for attendance.
INSTRUCTORS
Valerie Moss
Valerie is director of Compliance Information for CUNA Regulatory Affairs in the Washington, DC office. Valerie works closely with CUNA's Publications and Web Services Departments to deliver useful and accurate compliance information in a user-friendly format to CUNA's members. She is the editor of both Credit Union Magazine's Compliance Matters and CUNA's e-Guide to Federal Laws and Regulations. Although these are her major responsibilities, Valerie also helps support CUNA's compliance certification program RegTraC, monitors CUNA's compliance e-mail list "COBWEB," and answers compliance questions via telephone and e-mail. Before joining CUNA in 1997, Valerie was a regulatory specialist with the Michigan Credit Union League.
Nichole L. Seabron
Nichole is federal compliance counsel for CUNA in the Washington, D.C. In this position, Nichole is responsible for maintaining CUNA's e-Guide to Federal Laws and Regulations and responding to credit union compliance inquiries. She is responsible for editing and contributing to CUNA's monthly Compliance Challenge, the online compliance newsletter presented in a question-and-answer format. Nichole has more than 10 years of financial services experience (including three years with Navy Federal Credit Union) in areas such as asset management, bankcard and retail banking. Prior to joining CUNA in 2005, she was a corporate compliance officer/AVP with Bank of America Private Bank.
WEBINAR OVERVIEW
CUNA Webinars enable staff to pick up new skills and keep up with daily responsibilities. Just like in face-to-face classes, students see and hear a presentation, ask questions of the instructor, and refer to handouts. You need only a speakerphone and computer with Internet connection. And if you have a computer projection screen, it's easy to provide this training to a whole roomful of staff!
Use our webinars as part of a full day of training. Gain knowledge and ideas at the webinar, then spend some time discussing how the new information applies to your credit union.
CUNA Webinars use WebEx to provide an interactive and convenient online learning environment. Whether you are a first time WebEx user, or simply need a refresher, take a short tour of WebEx to help you get the most from CUNA Webinars. You'll learn how to effectively interact with the presenter and your peers during live webinars.
CANCELLATIONS
The last day for cancellations was April 27, 2009. Substitutions are accepted anytime prior to the start of the program at no additional cost. Simply fax event and contact information, listing the new participant and who they will be replacing. Cancellation fees do not apply for free or complimentary programs.
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100% Guarantee
CUNA Center for Professional Development is committed to providing a quality learning experience with cutting-edge topics and expert instructors. If for some reason you are not fully satisfied, contact us and we’ll provide you a full tuition refund or credit.
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