Bank Secrecy Act Compliance: An Iowa-Specific Viewpoint
July 24, 2008
2:00–3:30 p.m. Central Time
(3:00–4:30 p.m. EDT, 1:00–2:30 p.m. MDT, 12:00–1:30 p.m. PDT — Confirm the relative time in your area by visiting www.time.gov)
Tuition: $219 for the live webinar (archive webinar not included)
If your Iowa CU is under $15 million in assets, you'll receive a discount on registration fees. Enter your discount code during registration.
ABOUT THIS WEBINAR
The Bank Secrecy Act has been a focus of examiners for years, and each year brings new issues with respect to the particulars of BSA compliance in Iowa. In this webinar, you'll dive into the hot BSA examiner issues for Iowa credit unions and learn how to tailor your compliance program. You'll have the opportunity to interact with the compliance experts who have helped set up many of the policies being used in Iowa. This training will be beneficial to staff and board members alike. Participant interaction during this session is strongly encouraged. Time will be allotted at the end of the webinar for Q & As, so the presenters can address your individual questions. Topics include:
- Frequent examiner findings at Iowa credit unions
- Cash reporting issues, including issues specific to data processors used by Iowa credit unions
- Updates to policies and risk assessments
- Customer due diligence
- CTR issues
- Update on CTR exemption issue with respect to entity from which credit union purchases cash
- SAR issues
- Independent testing requirements
- Training for staff and board members
Affiliation with CUNA/League is required for attendance.
For more program content information, call 800-356-9655, ext. 4249 or e-mail elearning@cuna.coop. For registration questions, call 800-356-9655, ext.4400 or e-mail reginfo@cuna.coop.
INSTRUCTORS
Andrea Stritzke, CUCE
Andrea is regulatory counsel for PolicyWorks, an affiliate of the Iowa Credit Union League. She monitors credit unions' regulatory issues, fields compliance questions, and presents educational sessions. Andrea has earned CUNA's Credit Union Compliance Expert (CUCE) designation and the BSA Compliance Specialist Certification. Prior to joining PolicyWorks, Andrea worked as a judicial clerk for the Iowa Court of Appeals.
Anne Whatley, CUCE
Anne Whatley is vice president of regulatory strategy for PolicyWorks, an affiliate of the Iowa Credit Union League. Anne is responsible for the delivery of PolicyWorks' regulatory services and new product development, while also working with individual credit unions to provide them with training and counsel on regulatory matters. Prior to joining PolicyWorks, she was an associate attorney with the Des Moines law firm of Whitfield & Eddy.
WEBINAR OVERVIEW
CUNA Webinars enable staff to pick up new skills and keep up with daily responsibilities. Just like in face-to-face classes, students see and hear a presentation, ask questions of the instructor, and refer to handouts. You need only a speakerphone and computer with Internet connection. And if you have a computer projection screen, it's easy to provide this training to a whole roomful of staff.
Use our webinars as part of a full day of training. Gain knowledge and ideas at the webinar, then spend some time discussing how the new information applies to your credit union.
CUNA Webinars use WebEx to provide an interactive and convenient online learning environment. Whether you are a first time WebEx user, or simply need a refresher, take a short tour of WebEx to help you get the most from CUNA Webinars. You'll learn how to effectively interact with the presenter and your peers during live webinars.
FREE PUBLICATIONS
Try one of these publications free when you register for this program!
- Credit Union Magazine (6 months free!)
- Directors Newsletter (6 months free!)
Find out more about these publications
CANCELLATIONS
The last day for cancellations was July 16, 2008. Substitutions are accepted anytime prior to the start of the program at no additional cost. Simply fax event and contact information, listing the new participant and who they will be replacing. Cancellation fees do not apply for free or complimentary programs.
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