CUNA Regulatory Compliance School: Update
Topics & Objectives

Please note that the Topics/Objectives listed below are subject to change.

Are You Doing Your Due Diligence?

• Discuss the essential elements of vendor problem resolution
• Learn to effectively plan for third party arrangements
• Understand how to create a credit union wide vendor risk assessment
• Find out how to create solid staff oversight and quality control over third party vendors

Reviewing Marketing Materials for Compliance

• Learn how to create an efficient advertising review policy
• Discover the Top 5 Advertising Compliance Risks
• Hear the basics of advertising disclosures
• Discover how to create a bulletproof advertising checklist

Serving Business Members

• Learn about account administration
• Study disclosures and regulations
• Hear about Bank Secrecy Act issues
• Understand Member Business lending/changes to those rules

Current and Pending Lawsuits and Class Actions

• Learn how NOT to become a class action lawsuit poster child
• Hear about some very interesting lawsuits involving other financial institutions

Regulation Z Update and Other Consumer Lending Issues

• Uncover new changes to Regulation Z
• Hear an update on other changes in the consumer lending regulations
• Determine lending compliance deadlines coming your way

NCUA Update

• Uncover what the examiners will be looking at
• Hear what the top regulations are that you need to focus on

Roundtable Discussions by Asset Size – Responding to Compliance Challenges

FACTA – What's New?

• Review existing regulations
• Get an in-depth look at the new regulations
• Review of your Red Flags ID Theft program
• Join roundtable discussions

Handling High Risk Members (panel discussion)

• Discuss MSBs, PEPs, and foreign individuals
• Study alternative documentation
• Learn about money laundering issues
• Uncover high risk businesses

Mortgage Lending Updates and Current Issues

• Review recent changes to Regulation Z concerning higher priced mortgages, disclosure and advertising changes for open-end and closed-end mortgage loans
• Discuss upcoming changes to the Good Faith Estimate of Closing Costs and the HUD 1 and HUD 1A Settlement Sheets
• Get an update on other proposed or final regulatory changes that affect mortgage lending