RegTraC MODULES

Module 1
DEPOSIT ACCOUNT REGULATIONS

• Truth in Savings-NCUA Part 707
• Reg D-Reserve Requirements
• Reg E-Electronic Fund Transfers
• Reg CC-Expedited Funds Availability and Collection of Checks
• UCC Articles 3 and 4-Law of Checking Accounts
• Reg J and UCC Article 4A

Module 2
GENERAL OPERATIONS REGULATIONS

• Bank Bribery Act
• Right to Financial Privacy Act
• Bank Secrecy Act
• IRS Information Reporting and Withholding Requirements
• NCUA Privacy Regulation
• (OFAC) Office of Foreign Assets Control
• (ESIGN) Electronic Signatures in Global and National Commerce Act

Module 3
CONSUMER LENDING REGULATIONS

• Reg Z-Truth in Lending
• Reg B-Equal Credit Opportunity Act
• Servicemembers' Civil Relief Act
• Fair Credit Reporting Act
• Fair Debt Collection Practices Act
• Business Lending Regulations
• NCUA Lending Regulations

Module 4
MORTGAGE LENDING REGULATIONS

• RESPA - Real Estate Settlement Procedures Act
• Reg C-Home Mortgage Disclosure Act
• Fair Housing Act
• Flood Disaster Protection Act
• Homeowner's Protection Act
• Secondary Mortgage Markets

Module 5
NCUA REQUIREMENTS AND GUIDANCE

• NCUA Overview
• Federal Share Insurance Rules
• Management Issues
• Field of Membership Rules
• Supervisory Committee Duties
• CUSOs

Module 6 (Level 2 only)
SUCCESSFUL COMPLIANCE PROGRAM MANAGEMENT

• Implementing a Compliance Program
• Conducting Compliance Audits
• Preparing for an NCUA Exam
• Compliance Resources
• Compliance Tools
• Required Signs and Posters
• Required Compliance Training

For more information on RegTraC or to request a brochure, call 800-356-9655, press 3 or e-mail training@cuna.coop.

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